[Seminar] BSA/AML/OFAC Risk Assessments - Are You Doing Them Correctly? Von: compliance seminar An: [email protected] Datum: 29.12.2014 14:06:14 *Advertisement* ComplianceOnline ComplianceOnline Having trouble with this message? View it Online +1-888-717-2436 One and Half Day In-Person Seminar: BSA/AML/OFAC Risk Assessments - Are You Doing Them Correctly Location 1: San Francisco, CA | January 22-23, 2015 Location 2: New Orleans, LA | April 23-24, 2015 , 2015 Register Now and Save $200 (Early bird price) For Registrations till December 31, 2014 - $1,099 Actual Price - $1,299 Register here Happy Holidays Use coupon code 276319 and get extra 20% discount, offer valid till Monday, Dec 29, 2014 Midnight. Learning Objectives: Dear ComplianceOnline Customer, Key goals of this BSA risk assessment course are: Know how to review and evaluate policies and procedures for risk assessments To provide instruction on how to determine your organizations risks How to determine your organizations risk thresholds based on the organizations strategic plans and business models To discuss how to conduct a comprehensive review of your current organizations BSA/AML/OFAC risk assessment, including Determining completeness of the risk assessments Determining the thoroughness of risk assessments Determining if current risk assessment matrixes are appropriate for your organization To discuss how to establish risk assessments for your organization, specifically: BSA risk assessments AML risk assessments OFAC risk assessments To discuss how to perform the risk assessments To provide instruction on periodic reviewing risk assessments to determine if they are still relevant, appropriate, and adequate To discuss implementing the BSA/AML/OFAC risk assessment program at your organization Agenda: Day 1: Understanding the Basics (1 Hour) Establishing the Importance of Proper Risk Assessing (1 Hour) Establishing Risk Matrixes (5 Hours) Event Tags: Risk Assessments, BSA, AML, OFAC, Risk Ratings, Types of Risks, and more... Day 2: Compliance Consideration (2 Hours) Continuous Monitoring (2 Hours) The Risk Assessment Toolkit (45 Minutes) Event Tags: Fines for Non-Compliance, Example Policies, Risk Assessment Matrixes, References and Links, and more... Click here for detailed Agenda Meet Your Instructor: Gina J. Lowdermilk BSA/Compliance Auditor and Consultant Dr Gina J. Lowdermilk, PhD (ABD), CAMS, CRMS is a highly experienced and educated BSA/AML and Financial Regulatory Compliance professional with extensive policy and procedure development and implementation, training, internal audit, monitoring, risk management, and reporting experience. Her emphasis has been working with financial institutions that are experiencing regulatory concerns and resolutions, including enforcement actions such as memorandums of understanding and cease and desist orders... (Read more) Venue: Location 1 San Francisco, CA (Venue to be announced shortly) January 22-23, 2015 Location 2 New Orleans, LA (Venue to be announced shortly) April 23-24, 2015 Register Now and Save $200 (Early bird price) For Registrations till December 31, 2014 - $1,099 Actual Price - $1,299 Register here Happy Holidays Use coupon code 276319 and get extra 20% discount, offer valid till Monday, Dec 29, 2014 Midnight. Your registration fee includes the workshop, all course materials and lunch. Register for 3 and the 4th person gets a FREE pass. For more than 1 registration, please call Customer care at +1-888-717-2436 Please feel free to forward this email to your friends or colleagues If you do not wish to receive ongoing communication via email from ComplianceOnline, please Click here. If this link does not work, simply reply back to this email with Unsubscribe Me as subject line. This message was sent to [email protected] by: ComplianceOnline complianceonline 2600 E. Bayshore Road, Palo Alto, CA 94303 Copyright © 2014 ComplianceOnline
Posted on: Mon, 29 Dec 2014 18:52:09 +0000
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