Advertising Analyst: Category : Accounting and Finance Location/City : AZ - Phoenix Id : 3018361 Job Type : Contract/Temp ADVERTISING ANALYST: License requirements: FINRA Series 7, and either 24, 8 or 9/10 Reviews and approves advertisements & sales literature intended for distribution to the public to ensure compliance with all applicable securities regulations (FINRA, SEC, MSRB, etc). Items reviewed include, but are not limited to: traditional websites, social media websites, seminars, invitations, market commentaries, company brochures, stationery items and investment product material. Position is regionalized to financial advisors in a specific territory where the analyst is expected to maintain relationships with the financial advisors. An Advertising Analyst can also be assigned special projects that can include but are not limited to: participation in regulatory examinations, review professional designations, conduct due diligence on proposed third party marketing vendors, manage pre-approved advertising library for the firm, review new product sales literature, and report and document unapproved advertising. FINRA Series 7, 63/65 or 66, and 24 (or 8, or 9 and 10) required. dlvr.it/5B8sH3
Posted on: Wed, 19 Mar 2014 14:15:05 +0000
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