Important Questions for CS Executive students appearing in June14....SEBI {MUST SHARE 2 HELP OTHERS TOO} Securities Laws and Compliances -Powers and Role of SEBI -Relation between securities market and economic growth -Composition of SEBI and SAT -Distinguish between Commercial Paper and Certificate of Deposit -Money market mutual funds -Short notes on tracking stocks and disaster bonds -What do mean by participatory notes ? -Short notes on ETFs, Hedge Funds & Fund of Funds -Short note on Secured premium notes and derivatives -Different kinds of bonds -Standard credit rating symbols -Short note on rating process -Factors considered by rating agencies for rating -Short note on Merchant Bankers, RTAs and SROs -Obligations of Stock brokers and sub brokers -Obligations of the intermediaries under the Prevention of M L d i A Money Laundering Act -Obligations of underwriters and portfolio managers -Recognition of Stock Exchanges -Application for listing of securities to SEs -Demutualisation of Stock Exchanges -Trading & Settlement Mechanism and STP -Market abuse mechanisms -Obligations under Cl. 49 of Listing Agreement -Different types of Mutual funds -Short note on Asset Management Company -Advertisement Code of Mutual Funds -Short notes on Foreign Venture capital investors -Short note on Collective Investment Scheme -Securities not available for buy back -Buy back of shares from non- resident shareholders -Buy back through book building process -Benefits of the depository system Yogesh Gupta Rohtak -Internal audit of operations of depository participants -Rights and obligations of the depository participant -Green Shoe Option -Different types of book building processes -Short note on Employee Stock Option Scheme -Short note on reservation on competitive basis -Short note on Fast Track Issues -Requirements of preferential allotment -Various types of debt market instruments -Debt market intermediaries -Short note on listing of debt securities -Short note on FCCBs and ECBs -Short notes on Road shows -Procedure for making issue of IDRs -Legal framework for investor protection in India -Who is an Ombudsman
Posted on: Sun, 04 May 2014 08:24:06 +0000
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