Hays Specialist Recruitment Front Office Compliance AdvisorLondon, United Kingdom, GB - Financial Services A leading investment manager with fantastic growth plans is looking to hire a front office compliance officer to support and provide oversight to the Fixed Income desk. This role is almost unique and reports into a hiring manager with an impeccable reputation throughout the industry. The manager is looking to partner with the successful candidate who will have autonomous ownership of this new compliance function. The role will report directly to the Head of Compliance Advisory and will involve: Acting as the key compliance representative in the implementation of a new order management system. Creating and enhancing detective controls relating to dealing and managing activities. Providing assistance in implementing new instruments within the business. Ensuring the effective monitoring of the new instrument usages. The successful candidate must have knowledge of UCITS and MiFID regulation as well as be experienced in fixed income strategies and FI derivative instruments. This is a fantastic opportunity to take ownership of an interest area of compliance within a leading business. The firm is very dynamic and professional, whilst trying to avoid an overly corporate feel. Hays Financial Markets is a stand alone entity within Hays Plc, focussed exclusively on supplying the best talent in the market to FCA regulated client base within London, operating across 17 boutique internal businesses. We have over 140 expert consultants operating across these businesses who are individually aligned to vertical market sectors and specialised in their focus towards these client groups; such as Investment Banking, Retail Banking, Investment Management and Brokerage. To find our more information on the above role or for a confidential discussion on the market please contact Jamie Boyd on 020 3465 0110 Hays Specialist Recruitment Limited acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying for this job you accept the T&Cs, Privacy Policy and Disclaimers which can be found at hays.co.uk £50000.00 - £80000.00 per annum Posted December 30, 2014 at 02:14PM from LinkedIn https://linkedin/jobs?viewJob=&jobId=25811507&trk=api*a130653*s139051* Attention: If you want to follow your LinkedIn update, please Skype with Alan Luo. After setup, the email will send to your own emai-lbox and Geekers mailbox.
Posted on: Tue, 30 Dec 2014 14:15:19 +0000
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